Securities Fraud

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Did You Lose Money Due to Securities Fraud?

Attorneys Advocating for Victims

Securities fraud cases make the national news regularly when self-styled investment gurus bilk investors of their wealth on the basis of false information or through unethical financial practices.

Experienced Law Firm Handling Securities Fraud Financial Loss Cases

Contact us by phone or e-mail to schedule a consultation. Our attorneys know how to evaluate potential securities fraud cases involving one or more of the following types of stockbroker fraud:

• Breach of fiduciary duty
• Conflict of interest, by which brokers rate stocks higher than is warranted for the sake of personal gain
• Unsuitability, whereby brokers take risks known to be contrary to clients' desires
• Unauthorized trades, whereby brokers make investments without written consent of the account holder
• Churning, whereby the broker repeatedly and excessively trades stocks in an apparent or obvious attempt to earn commissions

Securities fraud equals investment wrongdoing, and it is punishable by state and federal laws. If you have been victimized and have lost substantial financial assets as a result of a stockbroker or brokerage house, discuss the facts with a lawyer. Contact James F. Humphreys & Associates, L.C., to schedule a free initial consultation regarding investment fraud by brokers.